04. Engagement GRI 102-21, 102-40, 102-43, 102-44
Clear, continuous and transparent communication is the basis of our interactions with different stakeholders, including members, employees, suppliers, the media, and society at large.
In 2021, a core group was structured within the legal department, called the Governance Secretariat, which – in addition to gathering all the Association’s corporate information – will control how we participate in other public and private institutions, through meeting minutes and terms of office. In 2022, the next step will be to migrate this control to digital platforms, thereby facilitating monitoring.
Members GRI 102-6, 102-7
Our Members are our raison d’être: We closed out the year with 291 member institutions, including commercial banks, full-service banks, investment banks, brokers, distributors and management firms, 8% more than in the previous year. There were 25 new members, including 20 management firms – a category that accounts for 49% of all Anbima member institutions.
Another relevant fact is the record number of 1,232 institutions that follow our codes of best practices: Certification, Third-Party Asset Management, Distribution of Investment Products, Trading, Public Offers and Qualified Services. Most of the institutions adhere to the Third-Party Asset Management and Certification codes.
Members are given the possibility of joining Bradesco Saúde, a health plan that we offer in partnership with the operator exclusively for institutions that comprise our membership.
Member profile
These institutions are present in 13 Brazilian states and in the Federal District, in all five regions of Brazil.
Communication GRI 102-43
We use different tools and communication channels to hear what members have to say and provide transparency to information. As the pandemic continues, we remain focused on digital communication in 2021: in addition to the constant presence on Workplace, 337 messages were sent to the 1,348 participants in our WhatsApp group, and 259 via our Telegram group, which has 2,934 participants.
337 messages
sent by whatsapp (1.348 group members)
259 messages
sent by Telegram (2.934 group members)
850 posts
published in space
Online meetings
Even with the easing of restrictive measures, online meetings were the preferred method: of the 45 visits made in 2021, only one was in person. There were also 41 visits for affiliation, totaling 86 meetings during the year.
- 4UM Gestão de Recursos Ltda.
- Aberdeen do Brasil Gestão de Recursos Ltda.
- AGK Corretora de Câmbio S.A.
- Ágora CTVM S.A.
- Alaska Investimentos Ltda.
- Alianza Gestão de Recursos Ltda.
- AllianceBernstein Administradora de Carteiras Brasil Ltda.
- Angá Administração de Recursos Ltda.
- Angra Partners Gestão de Recursos Ltda.
- Apex Capital Ltda.
- Argucia Capital Gestão de Recursos Ltda.
- Argumento Administração de Carteira de Títulos e Valores Mobiliários Ltda. - EPP
- Artesanal Investimentos Ltda.
- ARX Investimentos Ltda.
- Asa Asset Gestão em Investimentos Ltda.
- Ático Administração de Recursos Ltda.
- Ativa Investimentos CTCV S.A.
- AUGME Capital Gestão de Recursos Ltda.
- AZ Quest Investimentos Ltda.
- Bahia AM Renda Fixa Ltda.
- Bahia AM Renda Fixa Ltda.
- Banco ABC Brasil S.A.
- Banco Alfa de Investimento S.A.
- Banco AndBank Brasil S.A.
- Banco Arbi S.A.
- Banco B3 S.A.
- Banco BI&P
- Banco BMG S.A.
- Banco BNP Paribas Brasil S.A.
- Banco BOCOM BBM S.A.
- Banco Bradesco BBI S.A.
- Banco Bradesco S.A.
- Banco BTG Pactual S.A.
- BANCO C6 S.A.
- Banco Caixa Geral Brasil S.A.
- Banco Cargill S.A.
- Banco Citibank S.A.
- Banco Clássico S.A.
- Banco CNH Industrial Capital S.A.
- Banco Cooperativo Sicoob S.A.
- Banco Cooperativo Sicredi S.A.
- Banco Crédit Agricole Brasil S.A.
- Banco da Amazônia S.A.
- Banco Daycoval S.A.
- Banco de Investimentos Credit Suisse Brasil S.A.
- Banco de La Nacion Argentina
- Banco de La Provincia de Buenos Aires
- Banco de La Republica Oriental Del Uruguay
- Banco Digimais S.A.
- Banco do Brasil S.A.
- Banco do Estado de Sergipe S.A.
- Banco do Estado do Pará S.A.
- Banco do Estado do Rio Grande do Sul S.A.
- Banco do Nordeste do Brasil S.A.
- Banco Fator S.A.
- Banco Fibra S.A.
- Banco Fidis S.A.
- Banco Genial S.A.
- Banco GM S.A.
- Banco Guanabara S.A.
- Banco Honda S.A.
- Banco Induscred de Investimentos S.A.
- Banco Industrial do Brasil S.A.
- Banco Itaú BBA S.A.
- Banco J.P. Morgan S.A.
- Banco John Deere S.A.
- Banco Luso Brasileiro S.A.
- Banco Máxima S.A.
- Banco Mercantil do Brasil S.A.
- Banco Mizuho do Brasil S.A.
- Banco Modal S.A.
- Banco Morgan Stanley S.A.
- Banco MUFG Brasil S.A.
- Banco Original do Agronegócio S.A.
- Banco Ourinvest S.A.
- Banco Paulista S.A.
- Banco Pine S.A.
- Banco PSA Finance Brasil S.A.
- Banco Rabobank International Brasil S.A.
- Banco Rendimento S.A.
- Banco Ribeirão Preto S.A.
- Banco RNX S.A.
- Banco Safra S.A.
- Banco Santander Brasil S.A.
- Banco Semear S.A.
- Banco Société Générale Brasil S.A.
- Banco Triângulo S.A.
- Banco Votorantim S.A.
- BANCOSEGURO S.A.
- Banestes - Banco do Estado do Espírito Santo S.A
- Banif - Banco Internacional do Funchal Brasil S.A.
- Bank of America Merrill Lynch Banco Múltiplo S.A
- Barra Peixe Investimentos Ltda.
- BB Banco de Investimento S.A.
- BB Gestão de Recursos DTVM S.A.
- BC Gestão de Recursos Ltda.
- Berkana Investimentos e Gestão de Recursos Ltda.
- BGC Liquidez DTVM Ltda.
- BlackRock Brasil Gestora de Investimentos Ltda.
- BNY Mellon Serviços Financeiros DTVM S.A.
- Brainvest Assessoria Financeira e Gestão de Recursos Ltda.
- Bram - Bradesco Asset Management DTVM S.A.
- BRB DTVM S.A.
- Brei - Brazilian Real Estate Investments Ltda.
- Bresser Administração de Recursos Ltda.
- BRL Trust DTVM S.A.
- Brookfield Brasil Asset Management Investimentos Ltda.
- BRZ Investimentos Ltda.
- BW Gestão de Investimentos Ltda.
- CA Indosuez Wealth Brazil DTVM S.A.
- Caixa Econômica Federal
- Capitânia S.A.
- Captalys Gestão Ltda.
- CG Investimentos Brazil Ltda.
- Charles River Administradora de Recursos Financeiros Ltda.
- China Construction Bank Brasil Banco Múltiplo S.A.
- Claritas Administração de Recursos Ltda.
- CM Capital Markets CCTVM Ltda.
- Codepe Corretora de Valores S.A.
- Coinvalores CCVM Ltda.
- Coluna DTVM S.A.
- Concordia Gestão de Recursos Ltda.
- CP & Frizzo DTVM Ltda.
- Crescera Investimentos Ltda.
- Deutsche Bank - Banco Alemão S.A.
- Devant Asset Investimentos Ltda.
- Dynamo Administração de Recursos Ltda.
- Elite CCVM Ltda.
- Empírica Investimentos Gestão de Recursos Ltda.
- Enduro Capital Investimentos Ltda.
- Equitas Administração de Fundos de Investimentos Ltda.
- Euroinvest CCVTM S.A.
- Exes Gestora de Recursos Ltda.
- Explora Investimentos Gestão de Recursos Ltda.
- Fair Corretora de Câmbio S.A.
- Fator Corretora de Valores S.A.
- FIDD Administração de Recursos Ltda.
- Finaxis CVTM S.A.
- Forte Securitizadora S.A.
- Fractal Assest Gestão de Recursos Ltda
- Fram Capital Gestão de Ativos Ltda.
- Franklin Templeton Investimentos Brasil Ltda.
- G5 Administradora de Recursos Ltda.
- Gaia Securitizadora S.A.
- Garde Asset Management Gestão de Recursos Ltda.
- Garin Investimentos Ltda.
- Gauss Capital Gestora de Recursos Ltda.
- Gávea Investimentos Ltda.
- Genial Investimentos Corretora de Valores Mobiliários S.A.
- Gerval Investimentos Ltda.
- Goldman Sachs do Brasil Banco Múltiplo S.A.
- Goodman Consultoria, Participações e Administrações de Valores Imobiliários Ltda.
- Guepardo Investimentos Ltda.
- Guide Investimentos Corretora de Valores S.A.
- H. Commcor DTVM Ltda.
- Haitong Banco de Investimento do Brasil S.A.
- Hedge Alternative Investments Ltda.
- Highland Capital Brasil Gestora de Recursos Ltda.
- Hogan Investimentos Administração de Recursos Ltda.
- HSBC Brasil - Banco de Investimento S.A.
- Ibiuna Equities Gestão de Recursos Ltda.
- Icap do Brasil CTVM S.A.
- Icatu Gestão Patrimonial Ltda.
- Icatu Vanguarda Gestão de Recursos Ltda.
- Indigo Investimentos DTVM Ltda.
- Infinity Corretora de Câmbio, Títulos e Valores Mobiliários S/A
- Infra Asset Management Ltda
- Integral Investimentos Ltda.
- Integral Trust Gestora de Recursos Ltda.
- Intesa Sanpaolo Brasil - Banco Múltiplo S.A.
- Investidor Profissional Gestão de Recursos Ltda.
- Itaú Unibanco S.A.
- Itaverá Gestão de Recursos Ltda.
- Jacarandá Capital e Gestão Ltda.
- Jardim Botânico Partners Investimentos Ltda.
- JGP Gestão de Crédito Ltda.
- Jive Asset Gestão de Recursos Ltda.
- Julius Baer Family Office Brasil Gestão de Patrimônio Ltda.
- Kapitalo Investimentos Ltda.
- Kardinal Consultoria Patrimonial e Gestão de Recursos Ltda.
- Kinea Investimentos Ltda
- Kínitro Capital Gestão de Recursos de Terceiros Ltda.
- Kobold Gestora de Fundos Ltda.
- Kondor Administradora e Gestora de Recursos Financeiros Ltda.
- Lacan Investimentos e Participações Ltda.
- Lakewood Gestão de Recursos Ltda.
- Lanx Capital Investimentos Ltda.
- Lastro RDV DTVA
- Leblon Equities Gestão de Recursos Ltda.
- Lecca DTVM Ltda.
- Legacy Capital Gestora de Recursos Ltda.
- Legend WM Gestão de Recursos Ltda.
- Leste Financial Services Gestão de Recursos Ltda.
- Lions Trust DTVM Ltda.
- Lume Investimentos Ltda.
- M Square Investimentos Ltda.
- Magliano CCVM S.A.
- Mauá Investimentos Ltda.
- Meta Asset Management Ltda.
- Mirae Asset Global Investments Brasil Gestão de Recursos Ltda.
- Mongeral Aegon Investimentos Ltda.
- Murano Investimentos Gestão de Recursos Ltda.
- Necton Investimentos Corretora de Valores Mobiliários Commodities S.A.
- Neo Gestão de Recursos Ltda.
- Nova Futura CTVM Ltda.
- Nova S.R.M. Administração de Recursos e Finanças S.A.
- Novação Administração e Participação Ltda.
- Nu Asset Management Ltda.
- NuInvest Corretora de Valores S.A.
- O3 Gestão de Recursos Ltda
- Oceana Investimentos Administradora de Carteira de Valores Mobiliários Ltda.
- Oliveira Trust DTVM S.A.
- Opportunity Asset Administradora de Recursos de Terceiros Ltda.
- Órama DTVM S.A.
- Ouro Preto Gestão de Recursos S.A.
- Pacífico Gestão de Recursos Ltda.
- Pátria Investimentos Ltda.
- Pentágono DTVM S.A.
- Perfin Administração de Recursos Ltda.
- Pimco Latin America Administradora de Carteiras Ltda.
- Planner Corretora de Valores S.A.
- Polo Capital Gestão de Recursos Ltda.
- Portofino Gestão de Recursos Ltda.
- Portopar DTVM Ltda.
- Prada Administradora de Recursos Ltda.
- Pragma Gestão de Patrimônio Ltda.
- Prime Corretora de Câmbio e Valores S.A.
- Quadra Gestão de Recursos S.A.
- Quantitas Gestão de Recursos Ltda.
- Quasar Asset Management Ltda.
- RB Capital Asset Management Ltda.
- RB Capital DTVM Ltda.
- RBR Gestão de Recursos Ltda.
- Reag Gestora de Recursos S.A.
- RedAsset Gestão de Recursos Ltda.
- Renascença DTVM Ltda.
- Rio Bravo Investimentos DTVM Ltda.
- RJI Corretora de Títulos e Valores Mobiliários Ltda.
- Santander Brasil Gestão de Recursos Ltda.
- Santander Caceis Brasil DTVM S.A.
- São João Gestora de Recursos Ltda.
- Schroder Investment Management Brasil Ltda.
- Set Investimentos Gestão de Ativos Ltda;
- Simplific Pavarini DTVM Ltda.
- Singulare Corretora de Títulos e Valores Mobiliários S.A.
- SLW Corretora de Valores e Câmbio Ltda.
- Solis Investimentos Ltda.
- Somma Investimentos S.A.
- Sparta Administradora de Recursos Ltda.
- Spectra Investimentos Ltda.
- SPX Gestão de Recursos Ltda.
- Squadra Investimentos - Gestão de Recursos Ltda.
- State Street Brasil S.A - Banco Comercial
- Stepstone Gestão de Recursos Ltda.
- STK Capital Gestora de Recursos Ltda.
- StoneX Distribuidora de Títulos e Valores Mobiliários Ltda.
- Sul América Investimentos DTVM S.A.
- TAG Investimentos Ltda.
- Taler Planejamentos Financeiros Ltda.
- Tarpon Gestora de Recursos S.A.
- Távola Capital Gestão de Recursos Ltda.
- Tendência CCTVM Ltda.
- TG Core Asset Ltda.
- Trek Investimentos Ltda.
- True Securitizadora S.A.
- Tullett Prebon Brasil Corretora de Valores e Câmbio Ltda.
- Turim 21 Investimentos Ltda.
- UBS Brasil Administradora de Valores Mobiliários Ltda.
- UBS Brasil CCTVM S.A.
- UBS Consenso Investimentos Ltda.
- UBS Consenso Participações S.A.
- V&B Gestão de Patrimônio Ltda.
- Valora Gestão de Investimentos Ltda.
- VBI Real Estate Gestão de Carteiras Ltda.
- Velt Partners Investimentos Ltda.
- Ventor Investimentos Ltda.
- Verde Asset Management S.A.
- Vert Companhia Securitizadora
- Vinci Gestora de Recursos Ltda.
- Vintage Investimentos Ltda.
- Virgo Companhia de Securitização
- Vision Brazil Gestão de Investimentos e Participações Ltda.
- Vitreo Gestão de Recursos Ltda.
- Vórtx Distribuidora de Títulos e Valores Mobiliários Ltda.
- Votorantim Asset Management DTVM Ltda.
- Warren Corretora de Valores Mobiliários e Câmbio Ltda.
- Wealth High Governance Capital Ltda.
- Western Asset Management Company DTVM Ltda.
- Wright Capital Gestão De Recursos Ltda. - ME
- XP Investimentos CCTVM S.A.
Market professionals GRI 102-43
Market professionals are multipliers of information and good practices. Our actions for these stakeholders are divided into two aspects: certification and continuing education. The first is our certification program, responsible for preparing more than 520 thousand professionals over 19 years with CPA-10, CPA-20, CGA, and CEA credentials. Parallel to this, we maintain our continuing education program, with a series of refresher courses offered free of charge.
The year 2021 was particularly special in the field of certifications, because the new certifications for resource management activities entered into force.
Investors GRI 102-43
Investors comprise the centerpiece of the investment industry. The gears of the market revolve around them. This is why these stakeholders are so important to ANBIMA. For them, we produce and disseminate educational content, based on the premise that conscientious investors make better choices in their financial lives.
Investors comprise the centerpiece of the investment industry. The gears of the market revolve around them. This is why these stakeholders are so important to ANBIMA. For them, we produce and disseminate educational content, based on the premise that conscientious investors make better choices in their financial lives.
In 2021, we published the fourth edition of the Investor X-Ray, a survey that has already become a reference when it comes to how and why people save money.
We also launched “Partiu Investir”, a 100% free course on investments, accessed via Instagram. Featuring an innovative format and dynamic content, the initiative resulted in more than 25,000 views over the seven-week course.
Government GRI 102-43
In 2021, we maintained a wide network of relationships with various public institutions, with which we interact in different circumstances or projects.
Dialoguing with these agents contributes toward our work to develop and strengthen the market. The main ones are:
Central Bank of Brazil
- Joint actions for discussing and suggesting ways to strengthen markets. Through a long-term agreement, we have been responsible for operating the Special Settlement and Custody System (Selic) for 42 years.
- Frequent contacts to enhance regulation, whether in response to public hearings, to take part in debates on ways to strengthen Brazil’s National Financial System (SFN), or on the Exchange Advisory Committee (a group that discusses conjunctural and structural issues on this market), among others.
- Sending information on prices/indices of government bonds and private securities, in addition to interest curves (TSIR) and credit curves
BNDES (Banco Nacional de Desenvolvimento Econômico e Social)
- A joint agenda enables projects that contribute toward the strengthening of the capital market and the long-term financing of the Brazilian economy.
- An agreement entered into in 2013 for exchanging information and expanding channels for the development of the sector, allowing for access to the REUNE System, an online platform with secondary trading of corporate bonds and access to information on prices/indices of government bonds and private securities, in addition to interest curves (TSIR) and credit curves.
CVM
- We work in groups and make suggestions for improvements to the regulations.
- We also have agreements that boost activities, eliminate work overlaps, and optimize time and market resources.
- Participation on the Education Consultative Committee, a forum aimed at supporting and promoting financial education projects for the populace.
- Participation in the Financial Innovation Laboratory (LAB), an initiative that brings together representatives of the Brazilian government, the market and society, with the aim of encouraging the creation of innovative financing solutions for projects, especially those with a social and/or environmental inclination.
- Participation in the Center for Behavioral Studies (NEC), a group consisting of experts in social and behavioral sciences that prepares recommendations and technical subsidies to improve investor education policies, including ways of disseminating information and offering guidance to such audience.
Moreover, we maintain a tight exchange of information and interactions with the following government bodies:
- Brazil’s Federal Revenue Service (Receita Federal)
- National Treasury
- Ministry of the Economy / Capital Markets Initiative (IMK)
- Ministry of Infrastructure
- Ministry of Mines and Energy
- National Supplementary Pension Superintendence (Previc)
- Private Insurance Superintendence (Susep)
Brazilian and international institutions GRI 102-12, 102-43
In addition to government agencies, we maintain ongoing dialogue with a wide array of private institutions, with whom we work on specific projects or in longer-lasting partnerships. Including:
We also maintain a tight exchange of information and interactions with the following organizations:
B3
- Joint action in working groups that exchange information and discuss suggestions for improvements to be sent to regulation.
- Participation in the Offer Issuers and Structurers Advisory Board to debate issues relating to the capital market.
- Joint organizing of the Brazilian Capital Markets Congress, held every two years. The event – which in 2020 took place in a 100% online format – is slated to hold its third edition in 2022.
- A partnership to receive information on secondary trading of corporate bonds, which are made available on the Association’s REUNE System. The entity also appoints participants to our self-regulatory councils.
- Interaction with BSM, B3’s Market Oversight body, mainly on topics involving market monitoring.
Nacionais
- ABBC (Associação Brasileira de Bancos)
- ABBI (Associação Brasileira de Bancos Internacionais)
- ABDIB (Associação Brasileira de Infraestrutura e Indústrias de Base)
- ABCIP (Associação Brasileira de Entidades de Crédito Imobiliário e Poupança)
- Abrapp (Associação Brasileira das Entidades Fechadas de Previdência Complementar)
- Abrasca (Associação Brasileira das Companhias Abertas)
- ABVCAP (Associação Brasileira de Private Equity e Venture Capital)
- AMEC (Associação de Investidores do Mercado de Capitais)
- Ancord (Associação Nacional das Corretoras e Distribuidoras de Títulos e Valores Mobiliários, Câmbio e Mercadorias)
- ANEFAC (Associação Nacional de Executivos de Finanças, Administração e Contabilidade)
- Aneprem (Associação Nacional de Entidades de Previdência Municipal)
- Anfidc (Associação Nacional dos Participantes em Fundos de Investimento em Direitos Creditórios Multicedentes e Multissacados)
- Apimec (Associação dos Analistas e Profissionais de Investimento do Mercado de Capitais)
- CAF (Comitê de Aquisições e Fusões)
- CIEE (Centro de Integração Empresa-Escola)
- CNF (Confederação Nacional das Instituições Financeiras)
- CNSeg (Confederação Nacional das Seguradoras)
- CEMEC (Centro de Estudos de Marcado de Capitais)
- CNJ (Conselho Nacional de Justiça)
- FACPC (Fundação de Apoio ao Comitê de Pronunciamentos Contábeis)
- Febraban (Federação Brasileira de Bancos) e Infi-Febraban
- FGV (Fundação Getulio Vargas)
- Fenaprevi (Federação Nacional de Previdência Privada)
- IBEF-SP (Instituto Brasileiro de Executivos de Finanças)
- IBGC (Instituto Brasileiro de Governança Corporativa)
- IBMEC (Instituto Brasileiro de Mercado de Capitais)
- IBRACOM (Instituto dos Auditores Independentes do Brasil)
- IBRI (Instituto Brasileiro de Relações com Investidores)
- Insper
- Iepe/CdG (Instituto de Estudos de Política Econômica/Casa das Garças)
- INI (Instituto Nacional de Investidores)
- Planejar (Associação Brasileira de Planejadores Financeiros)
Internacionais
Fiafin (Federación Iberoamericana de Fondos de Inversión)
Since 2020, we have held the vice-presidency of the entity, which gathers representatives of the investment fund industry in Spain and the foremost countries of Latin America.
IIFA (The International Investment Funds Association)
We are a member of the International Investment Funds Association, which gathers institutions from around the world and helps promote the development of the investment fund industry as well as investor protection. Our CEO, Zeca Doherty, served his second year as IIFA Chairman in 2021.
- World Bank
- ICMA (International Capital Market Association)
- ICSA (International Council of Securities Associations)
- IIMV (Instituto Iberoamericano de Mercados de Valores)
- IOSCO (International Organization of Securities Commissions)
- SMPG (Securities Market Practice Group)
Media and the pressGRI
Through the press, ANBIMA has an important channel of dialogue, whereby we bring our main initiatives to Members, the government, and society at large, in addition to giving a higher profile to data and information on the markets we represent.
In 2021, a record number of mentions in the press was achieved. There were 2,055 articles that cited Anbima, which resulted in a 22% share in financial news.
An analysis of media exposure by subject shows a relative balance between the main topics that guide our presence in the news. Investment funds take the lead, accounting for nearly 30% of our share in the press.
This is followed by financial education, distribution, and capital markets, all of which have very similar numbers, as shown in the figure below:
1st
Investment funds
28,9%
2nd
Financial education
16,5%
3nd
Distribution
16,3%
4th
Capital Markets
15,9%
5th
Treasury
11,6%
6th
Macro-scenario
5,6%
Supply chain GRI 102-9, 103-2, 103-3 | 204
Continuing the work carried out in 2020 that qualified our supply chain, in 2021 we remain committed to this optimization to further improve our vendor engagement process.
In 2021, we focused on selecting suppliers that meet recurring demands, in defining quality criteria and compliance practices. Accordingly, with an even leaner vendor base, it is possible to have more efficiency in the purchasing processes and reduce the risks relating to Brazil’s General Data Protection Act (LGPD).
GRI 102-15
Thus we ended 2022 with 1,133 suppliers registered and qualified to serve us in accordance with the best market practices and pursuant to our Third-Party Engagement Policy – 91.7% more than the 591 active suppliers in our 2020 vendor base.
1.113 suppliers
registered and qualified in accordance with the best market practices
91,7% more than
the 591 active suppliers in our 2020
