Espanhol
PortuguêsFollowed codes
This institution follows 4 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.
Check below the codes followed by this company:
Membership Status
definitiva
Activities performed in the market
- Distribuição para público em geral, exceto private
Membership Status
definitiva
Membership Status
definitiva
Membership Status
definitiva
Activities performed in the market
- Comercial em gestão de patrimônio
- Distribuição de produtos de investimento
Participation
This institution does not participate in groups.
Certifications
This institution has professionals with 14 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.
Check out the distribution of certified professionals in this company below:
CPA-10
2 Related professionals
CPA-20
12 Related professionals
Guidelines and penalties
Institutions participating in self-regulation are supervised by our team to ensure they are following the rules of the codes they follow. When irregularities are found, they can receive guidance, fines or other penalties, depending on the severity of the case.
Check below the guidelines and penalties received by the institution.
28/06/2023
Letter of recommendation (A050210/2023)
The investigation generated a Letter of Recommendation, with guidance for correcting problems, which were easy to adjust or with low damage potential.
Please check the case details: see early letter of recommendation
Code(s) breached: Código de Distribuição de Produtos de Investimento
The guidelines and penalties sent as of April 2016 are disclosed.
