Espanhol
PortuguêsFollowed codes
This institution follows 7 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.
Check below the codes followed by this company:
Membership Status
definitiva
Activities performed in the market
- Administração
- Gestão
Membership Status
definitiva
Activities performed in the market
- Distribuição para público Private
- Distribuição para público em geral, exceto private, middle e corporate
Membership Status
definitiva
Membership Status
definitiva
Activities performed in the market
- Negociação de Debêntures, CRI e CRA
- Negociação de COE
- Negociação de Derivativos de Balcão
Membership Status
definitiva
Activities performed in the market
- Coordenação e Estruturação
Membership Status
definitiva
Membership Status
definitiva
Activities performed in the market
- Controladoria
- Escrituração
Certifications
This institution has professionals with 72 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.
Check out the distribution of certified professionals in this company below:
CPA-10
4 Related professionals
CPA-20
36 Related professionals
CEA
13 Related professionals
CFG
8 Related professionals
CGA
6 Related professionals
CGE
5 Related professionals
Guidelines and penalties
The guidelines and penalties sent as of April 2016 are disclosed.
1 fines were applied to this institution in the last 12 months.
