Espanhol
PortuguêsFollowed codes
This institution follows 3 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.
Check below the codes followed by this company:
Membership Status
definitiva
Activities performed in the market
- Base de Dados
- Carteira Administrada
- Base de Dados – FIP
- Gestão
Membership Status
definitiva
Membership Status
definitiva
Certifications
This institution does not have certified professionals linked.
Guidelines and penalties
12/12/2022
Letter of recommendation (005/2022)
The investigation generated a Letter of Recommendation, with guidance for correcting problems, which were easy to adjust or with low damage potential.
Please check the case details: see early letter of recommendation
Code(s) breached: Código de Administração e Gestão de Recursos de Terceiros
The guidelines and penalties sent as of April 2016 are disclosed.
