Banco Arbi S/A

Followed codes

This institution follows 3 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.

Check below the codes followed by this company:

CÓDIGO DE ÉTICA

Membership Status

definitiva

CÓDIGO DE NEGOCIAÇÃO DE INSTRUMENTOS FINANCEIROS

Membership Status

definitiva

Activities performed in the market

Negociação de CCB

CÓDIGO DOS PROCESSOS DA REGULAÇÃO E MELHORES PRÁTICAS

Membership Status

definitiva

Certifications

This institution has professionals with 3 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.

Check out the distribution of certified professionals in this company below:

CPA-20
3 Related professionals

Guidelines and penalties

Early Term of Commitment and Letters of Recommendation

This institution does not have any term of commitment or letter of recommendation on record.

Procedures for Investigating Irregularities and Processes

The guidelines and penalties sent as of April 2016 are disclosed.

This institution has no recorded guidance and penalty.

Non-compliance with objectives

This institution does not have any fines recorded.

Busca

Institution Profile

BANCO ARBI S/A

Member since

Company Name

CNPJ (EIN)

Website

Followed codes

CÓDIGO DE ÉTICA

Membership Status

CÓDIGO DE NEGOCIAÇÃO DE INSTRUMENTOS FINANCEIROS

Membership Status

Activities performed in the market

CÓDIGO DOS PROCESSOS DA REGULAÇÃO E MELHORES PRÁTICAS

Membership Status

Certifications

CPA-20

Guidelines and penalties

Early Term of Commitment and Letters of Recommendation

Procedures for Investigating Irregularities and Processes

Non-compliance with objectives