Espanhol
PortuguêsFollowed codes
This institution follows 6 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.
Check below the codes followed by this company:
Membership Status
definitiva
Activities performed in the market
- Distribuição para público em geral, exceto private, middle e corporate
Membership Status
definitiva
Membership Status
definitiva
Activities performed in the market
- Negociação de Debêntures, CRI e CRA
- Negociação de COE
- Negociação de Títulos e Valores Mobiliários de Renda Fixa (exceto Debêntures, CRI e CRA)
Membership Status
definitiva
Activities performed in the market
- Coordenação e Estruturação
Membership Status
definitiva
Membership Status
definitiva
Activities performed in the market
- Escrituração
Certifications
This institution has professionals with 152 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.
Check out the distribution of certified professionals in this company below:
CPA-10
30 Related professionals
CPA-20
89 Related professionals
CEA
24 Related professionals
CFG
3 Related professionals
CGA
3 Related professionals
CGE
3 Related professionals
Guidelines and penalties
02/12/2024
Letter of recommendation (CRN001/2024)
The investigation generated a Letter of Recommendation, with guidance for correcting problems, which were easy to adjust or with low damage potential.
Please check the case details: see early letter of recommendation
Code(s) breached: Código de Negociação de Instrumentos Financeiros
The guidelines and penalties sent as of April 2016 are disclosed.
