<iframesrc=" ns.html?id="GTM-MZDVZ6&quot;" height="0" width="0" style="display:none;visibility:hidden"> Banco Sofisa S/A - ANBIMA
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Page updated on 25/04/2025 at 03:02

BANCO SOFISA S/A

Company Name

BANCO SOFISA S/A

CNPJ (EIN)

60.889.128/0001-80

Website

http://www.sofisa.com.br

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Followed codes

This institution follows 3 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.

Check below the codes followed by this company:

Membership Status

definitiva

Activities performed in the market

  • Distribuição para público em geral, exceto private, middle e corporate

Membership Status

definitiva

Membership Status

definitiva

Certifications

This institution has professionals with 190 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.

Check out the distribution of certified professionals in this company below:

  • CPA-10

    62 Related professionals

  • CPA-20

    89 Related professionals

  • CEA

    32 Related professionals

  • CFG

    3 Related professionals

  • CGA

    3 Related professionals

  • CGE

    1 Related professionals

Guidelines and penalties

17/01/2024

Letter of recommendation (0608585/2023)

The investigation generated a Letter of Recommendation, with guidance for correcting problems, which were easy to adjust or with low damage potential.

Please check the case details: see early letter of recommendation

Code(s) breached: Código de Distribuição de Produtos de Investimento

The guidelines and penalties sent as of April 2016 are disclosed​.

This institution has no recorded guidance and penalty. ​
This institution does not have any fines recorded. ​