Espanhol
PortuguêsFollowed codes
This institution follows 5 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.
Check below the codes followed by this company:
Membership Status
definitiva
Activities performed in the market
- Distribuição para público em geral, exceto private, middle e corporate
- Distribuição para público Private
Membership Status
definitiva
Membership Status
definitiva
Activities performed in the market
- Negociação de CCB
- Negociação de Debêntures, CRI e CRA
- Negociação de COE
- Negociação de Derivativos de Balcão
Membership Status
definitiva
Membership Status
definitiva
Activities performed in the market
- Controladoria
- Custódia
- Escrituração
Certifications
This institution has professionals with 59,641 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.
Check out the distribution of certified professionals in this company below:
CPA-10
32519 Related professionals
CPA-20
24047 Related professionals
CEA
2772 Related professionals
CFG
146 Related professionals
CGA
98 Related professionals
CGE
59 Related professionals
Guidelines and penalties
02/12/2024
Letter of recommendation (CRN003/2024)
The investigation generated a Letter of Recommendation, with guidance for correcting problems, which were easy to adjust or with low damage potential.
Please check the case details: see early letter of recommendation
Code(s) breached: Código de Negociação de Instrumentos Financeiros
The guidelines and penalties sent as of April 2016 are disclosed.
