<iframesrc=" ns.html?id="GTM-MZDVZ6&quot;" height="0" width="0" style="display:none;visibility:hidden"> Banco BOCOM BBM S/A - ANBIMA
  • Home page
  • Institucional

Institution Profile

back to list of institutions

Page updated on 25/04/2025 at 00:30

BANCO BOCOM BBM S/A

Member

Member since

01/01/1998

Company Name

BANCO BOCOM BBM S/A

CNPJ (EIN)

15.114.366/0001-69

Website

http://www.bocombbm.com.br

download institution profile

Followed codes

This institution follows 6 of our codes. They establish rules of conduct that guarantee market sustainability and investor safety. Our team oversees compliance with these rules, applying sanctions as necessary.

Check below the codes followed by this company:

Membership Status

definitiva

Activities performed in the market

  • Distribuição para público em geral, exceto private, middle e corporate

Membership Status

definitiva

Membership Status

definitiva

Activities performed in the market

  • Negociação de CCB
  • Negociação de Debêntures, CRI e CRA
  • Negociação de Derivativos de Balcão

Membership Status

definitiva

Activities performed in the market

  • Coordenação e Estruturação

Membership Status

definitiva

Membership Status

definitiva

Activities performed in the market

  • Custódia
  • Investidor Não Residente

Certifications

This institution has professionals with 62 ANBIMA certifications. They have passed our certification exams and have the required technical knowledge to work in the distribution of investments and/or management of third-party assets in the institution.

Check out the distribution of certified professionals in this company below:

  • CPA-10

    6 Related professionals

  • CPA-20

    50 Related professionals

  • CEA

    3 Related professionals

  • CFG

    1 Related professionals

  • CGA

    1 Related professionals

  • CGE

    1 Related professionals

Guidelines and penalties

07/10/2022

Term of Commitment (A038952/2022)

The investigation generated a Term of Commitment, with guidance for correcting the problems, which were easy to adjust or with low damage potential.

Please check the case details: see the term of commitment

Code(s) breached: Código de Ofertas Públicas

The guidelines and penalties sent as of April 2016 are disclosed​.

18/01/2019

Process (Pro_P01/2018)

The investigation generated a term of commitment, in which the institution undertook to access and correct acts in non-compliance with the self-regulation codes.

Please check the case details: see the term of commitment

Code(s) breached: Código para Private Banking no Mercado Doméstico

This institution does not have any fines recorded. ​